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Info about licensed AuM entity in Singapore/Hong Kong?

astpl

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Jul 31, 2023
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Hello everyone!

Our Client is a financial institution specializing in capital markets and investment advisory services. We are interested in obtaining a brokerage license to engage in capital markets activities.

Client mainly provides financial solutions, focusing particularly on OTC bond placements. License is needed to manage client's debentures within their brokerage accounts. The following licenses are of particular interest:

- Capital Markets License (CMS) of MAS Singapore;
- Type 1, Type 2 and OTC licenses of SFC Hong Kong.


Feel free to reach out to us via the DM of this account if you have experience of getting this licences or can share any other info!